Associate Executive – Operational Compliance

  • Full Time
  • Port Louis
  • October 31, 2023

IQ-EQ Mauritius

Job Description

The Associate Executive – Operational Compliance assists and supports the Operational Compliance Officer and Associate Manager to provide a centralised compliance services to IQ-EQ MU’s clients.


  • Assist the Associate Manager/Officers in –
  • Ensuring that all regulatory approvals are processed and up to date
  • Preparing re-assessment reports for the AML/CFT and Corporate Governance frameworks for specific clients
  • Conducting client file review of less complex structures
  • Conducting risk profiling of client companies as appropriate
  • Preparing re-assessment reports of Code of Business Conduct
  • Work under the supervision of the Associate Manager and Officers to
  • Ensure that relevant processes are adhered to and mitigate financial implications in the event of process failures leading to substantial loss to IQEQ
  • Conduct Customer Due Diligence on the principals of client companies
  • Conduct Enhanced Due Diligence (EDD) for PEP and REP
  • Assist delivery team by conducting World checks/ internet checks for clients
  • Assist the Associate Manager and the Officers to work on Administrators Compliance Reports and Periodic Reviews for high/ medium and low risk clients
  • Ensure protections of information assets of IQ EQ MU and to abide by the ISMS in place at IQ EQ MU.


Education / professional qualifications

  • Degree holder in Law or any other relevant field

Background Experience

  • Minimum 1 year experience in the financial services sector preferably in compliance or Operation

Additional Information

At IQ-EQ we want you to reach your full potential. We offer an inclusive and diverse environment to support your career aspirations. With a strong emphasis on continuous learning and a holistic approach to your professional and personal development. We also offer opportunities across our service lines and our international network of offices.

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