COMPLIANCE ASSOCIATE

Job Purpose:

Reporting to the Compliance Officer and MLRO you will be responsible to assist in the day-to-day operations of the Compliance Function as well as the implementation and management of approved policies and procedures.

Job Profile & Key Responsibilities:

• Provide support to the Compliance Officer/MLRO in the drafting of internal policies and procedures based on stated objectives and legal/regulatory obligations. Thereafter review
• Assist the Compliance Officer/MLRO to coordinate with other functions for the implementation of approved policies and procedures to ensure compliance with applicable legal and regulatory obligations.
• Conduct file reviews and ongoing transaction monitoring. and report to Compliance Officer/MLRO.
• Maintain compliance registers and records as required by law, as well as file review logs.
• Provide assistance in all audits (Independent AML/CFT Audits, FSC inspections etc) under guidance of the Compliance Officer/MLRO, including addressing information requests/inspections from regulators.
• Perform AML/CFT compliance review and screening for the purpose of client on-boarding, ongoing monitoring and transactions monitoring.
• Help the Compliance Officer/MLRO to coordinate Compliance risk management and training programmes
• Help the Compliance Officer/MLRO in weekly and monthly screening process of new and existing stakeholders on screening software.
• Any other ad-hoc compliance related duties.

Candidate Profile:

• Should hold a good first degree either in law, law and management, law with finance, or related discipline.
• Have at least 2 years working experience and knowledge of the AML/CFT framework in force in Mauritius. AML/CFT obligations applicable to management companies and the characteristics of different types of legal persons /entities. Experience working with other jurisdictions will be an added advantage.
• Be a quick learner with attention to detail and good analytical skills
• Must be a competent individual with integrity, accountability, strong interpersonal skills, and a team player.

Applications for this position must be emailed to [email protected]

Curriculum Vitae must be attached