Compliance, Executive

About the job

Trident Trust is a leading independent provider of corporate, trust and fund services to the financial services sector worldwide, employing over 1,100 staff across a global footprint that spans Africa, the Americas, Asia, the Caribbean, Europe and the Middle East. Client focused and service oriented, we only employ individuals who are professionally minded, committed and able to demonstrate good interpersonal skills.

The Role

The Compliance Executive supports the Compliance Officer, MLRO, DMLRO, and the wider team in ensuring that all compliance, AML/CFT, and regulatory obligations of our Clients (financial institutions and regulated entities administered by Trident Trust) are fully met. The role involves delivering outsourced compliance services for Mauritius FSC licensed and regulated entities, including Global Business Companies, funds, and similar administered structures. Responsibilities include the delivery of compliance services, oversight of AML/CFT frameworks, monitoring activities, regulatory reporting, and ensuring adherence to statutory and compliance requirements.

Reporting Line

Head of Private Equity

Duties

• Support day‑to‑day operations under AML/CFT policies and procedures for Clients, including application of FIAMLA 2002, the AML/CFT Handbook, FSC rules and guidance, and applicable sanctions regimes.
• Assist with outsourced compliance control activities and support operations teams in line with the three lines of defence model, including screenings, transaction monitoring, and CDD collection and reviews.
• Assist the Compliance Officer, MLRO, and DMLRO in drafting periodic compliance reports for submission to Client Boards.
• Conduct business and client risk assessments in line with established risk profiling policies, including drafting, reviewing, and recommending assessments under senior oversight.
• Review, update, and recommend amendments to Clients’ AML/CFT manuals for approval.
• Support the identification, documentation, and escalation of unusual or suspicious activities under MLRO/DMLRO guidance.
• Assist operations teams with AML/CFT audits of Clients, ensuring timely closure and follow‑up of audit recommendations.
• Implement and monitor recommendations arising from Compliance Officer reports.
• Provide support during FSC offsite and onsite inspections, including preparation, coordination of information, and follow‑up.
• Ensure adherence to company policies, regulatory frameworks, and service level agreements.
• Undertake ad‑hoc tasks, special projects, or assignments to support the operations team as required by management.

Skills and Knowledge

• Degree in Law, Regulatory Compliance, Risk Management, Finance, or a related field, or possession of professional qualifications such as ACCA, ICSA, or ACAMS.
• Minimum of 4–5 years’ experience in compliance administration within the financial services industry, with preference for experience within a Mauritius Management Company.
• Strong knowledge of FIAMLA 2002, the AML/CFT Handbook and FSC rules and guidance.
• Strong communication, interpersonal, and problem‑solving skills.
• Flexibility and ability to multi‑task, plan, and prioritize effectively to meet deadlines.
• Proficiency in Microsoft Office applications.
• Ability to take initiative and assume increasing responsibility over time.

Remuneration

An attractive compensation package will be based upon the successful candidate’s relevant experience and overall suitability of the position.

How to Apply

Applications, which will be treated in the strictest of confidence, should include a full C.V. Please submit to:

• Title: Hiring Manager
• Office: Trident Trust Mauritius
• Tel: +230 460 7890
• Email: [email protected]